Security & Reporting

Security and On-Line Reporting 

Asset Protection:

Securities in accounts carried by RBC Dain Rauscher, are protected by the Securities Investor Protection Corporation ("SIPC") up to $500,000 (including cash claims limited to $100,000).  For details, please see www.sipc.org.  RBC has arranged for additional insurance protection for cash and securities to supplement its SIPC coverage.  This additional protection covers total account net equity in excess of the $500,000/$100,000 coverage provided by SIPC.  Neither coverage protects against a decline in the market value of securities. 

Online Reporting:

We are keenly attuned to our clients' need for account data, security and protection of customer confidentiality.  Online brokerage account information is available by unique user IDs and user-assigned passwords.  This online access is coupled with systematic controls to ensure that a client's range of accounts cannot be viewed by another client.